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RILYK

🏦 Financial Services

B. Riley Financial, Inc. 5.50% Senior Notes Due 2026

Conservative #1053Aggressive #1178Moderate Risk
$25.06+0.34%
Day High$25.07
Day Low$24.97
Volume0.0M
Mkt Cap$782M
52W Low $1352W High $25
Market Cap
$782M
P/E Ratio
N/A
Rev Growth
-17.5%
Sector avg: 13.4%
Earnings Growth
137.0%
Profit Margin
29.4%
Sector avg: -2.8%
Debt/Equity
N/A

Why This Score

RILYK scores 31.6 on the Conservative profile, blending a fundamental score (80% weight, emphasizing quality and stability (84% of fundamental weight)) with a machine-learning signal (20% weight) trained on 82 features across 30 years of data.

Strengths
  • High net margin of 29.4%, indicating pricing power and operational efficiency.
  • Minimal leverage (D/E -5.73) provides financial flexibility and downside protection.
  • Positive but moderate momentum (16%) — steady appreciation without overheating.
Risk Factors
  • Liquidity concern: Limited trading volume or float results in a 25-point penalty for execution risk.
  • Above-average volatility (15.3%) may not suit conservative risk tolerance.

Net penalties of -25.0 points significantly impact the ranking. Without these adjustments, RILYK would rank considerably higher.

Score Breakdown

Overall Score31.6
Fundamental Score54.7
ML Score48.0

Score by Horizon

3 Month
59.7
6 Month
66.8
Primary
1 Year
70.3

Quality Assessment

C
Quality Grade
Average quality — moderate profitability or leverage

Position Sizing

Suggested Allocation
5%
Confidence
medium

Score Composition Waterfall

How each component affects the final score
Backtested Scoring Levers (IC-calibrated from 30y ElasticNet)
Weinstein (12.1%)
100
Advancing
Sentiment (2.5%)
45
Neutral
Analyst (6.4%)
50
Neutral
Tradability (post-hoc)
0
Grade Fvery low volume, very low dollar volume
Base
28.3
SHAP
+2.4
Factors
+0.9
Final
31.6
Positive adjustment
Negative adjustment
Base blend
Final score

Factor Breakdown

47AVG
Value50
Quality51
Growth52
Stability58
Investment22

Signal SegmentsComputed from ML features

Fundamental (Valuation, Quality, Growth)62.0
Technical (Momentum, Weinstein, Volatility)65.0
External (Sentiment, Analyst, Macro)61.0
Scores below 50 indicate weakness in that segment relative to the universe.

Data Quality

Score
Features
Confidence
Feature Coverage89%

Growth Estimates

Short-term
-2.6% to +3.5%
Medium-term
-3.7% to +5.6%
Long-term
-4.7% to +7.6%

ML Model Core Features100 trained inputs → ML Score: 48

These features are direct inputs to the machine learning model. The model was trained on these signals alongside 100 features (including 12 momentum/technical indicators) to produce the ML percentile score.

Analyst Intelligence
Consensus Score50.0/100
Target Upside+0.0%
Coverage0 analysts
Market Sentiment
Sentiment Score44.6/100
News Volume1 articles
Technical Stage
Weinstein Stage2 — Advancing
12M Momentum+0.2%
6M Momentum+0.1%
Volatility+0.2%
Momentum & Technical
Momentum Acceleration+6.5%
Momentum ConsistencyModerate (0.58)
Relative Strength vs Sector+6.6%
Trend Strength (ADX Proxy)Weak (1.0)
Momentum Quality+0.100
Momentum BreadthBroad ✓
Macro Regime
Bull RegimeYes
High Vol RegimeNo
S&P 500 Return+25.0%
Yield Curve-0.1bp

Sector-Relative AnalysisIn-model features

Value Trap Signal
1%
Low risk
Sector RevGr Rank
P7
Revenue growth vs Financial Services peers
Sector PE Rank
P26
Valuation vs Financial Services peers
Sector FCF Rank
P3
Free cash flow vs Financial Services peers
Growth Deviation
-0.3σ
Z-score vs sector median
Stagnation Flag
NO
Not flagged

Analysis Signals

Scoring Factors
Fundamental score of 55 relative to sector peers55/100
Machine learning ensemble ranks this stock at the 48th percentileP48
Blended score: 80% fundamental (55) + 20% ML (48) = 53.453.4
Risk assessment: low. Low vol 0.2%; Drawdown 36% → 0.0ptLow
Earnings quality grade C: mixed earnings quality, some red flags. Score adjusted by 0 pointsGrade C
SHAP feature alignment: +2.4pt (features align with model priorities)SHAP
Risk Factors
Liquidity penalty: -25.0pt (grade F)Liquidity

Sector Peer Comparison(Financial Services — Rank #273 of 356 stocks)

StockScoreP/ERev GrowthMarginMkt Cap
RILYK31.6N/A-17.5%29.4%$782M
CME86.427.29.9%57.5%$114.0B
FHB84.911.83.2%24.2%$3.1B
ACT84.58.92.4%54.6%$6.1B
CINF84.210.711.4%18.9%$25.4B
SEIC82.214.010.7%27.3%$9.9B
TROW79.910.13.1%28.5%$20.5B
QQQX79.710.448.6%257.3%$1.4B
IBOC78.210.67.5%40.1%$4.2B
HWC77.812.2-1.5%24.1%$5.6B
FFIN77.518.811.7%30.7%$4.7B
TRMK77.111.934.8%19.3%$2.6B
NMIH77.17.78.4%55.1%$3.0B
EWBC76.712.74.6%28.3%$15.3B
WSFS76.312.8-3.1%21.1%$3.5B
MCHB76.1N/A123.7%23.2%$3.1B
Sector Average47.526.813.4%-2.8%

Market Sentimentvia FMP

No analyst sentiment data available for RILYK.

Company Overviewvia FMP

B. Riley Financial, Inc. engages in the provision of financial services and solutions to the capital raising and financial advisory needs of public and private firms. It operates through the following segments: Capital Markets, Wealth Management, Financial Consulting, Auction and Liquidation, Communications, and Consumer. The Capital Markets segment provides investment banking, corporate finance, research, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. The Wealth Management segment offers retail brokerage, investment management, and insurance, and tax preparation services. The Financial Consulting segment focuses on a variety of specialized advisory services spanning bankruptcy, restructuring, turnaround management, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. The Auction and Liquidation segment deals with retail liquidation services. The Communications segment is composed of a portfolio of companies acquired for attractive risk-adjusted investment return characteristics. The Consumer segment includes Targus and the Brands investment portfolio. The company was founded in 1973 and is headquartered in Los Angeles, CA.

CEO
Bryant Richard Riley
Employees
2,383
Beta
0.12
Industry
Financial - Conglomerates
FMP-Identified Peers

Technical Picturecomputed from daily prices

RSI (14)
62.9
Neutral
Trend
Bullish
10-day vs 50-day MA
From 52W High
+0%
High: $25.07
From 52W Low
+94%
Low: $12.92
Moving Averages
10-Day
$25.00
Above
20-Day
$24.90
Above
50-Day
$24.80
Above
200-Day
$23.00
Above
60-Day Support
$24
60-Day Resistance
$25.07
Weinstein Stage Analysisbased on 200-day SMA framework
Stage 2 — AdvancingScore: 72/100

Stock is in an uptrend above the 200-day moving average. This is the stage where institutional accumulation typically occurs. The 50-day SMA provides support.

Favorable technical position; 50-day SMA acts as support
Price vs 200 SMA
+9%
200 SMA Slope (60d)
+7.5%
Rising
Volume Ratio
0.54x
10d avg vs 50d avg
Days in Stage
100
Confidence: 90%

Entry & Exit Zones

In Entry Zone
$21.86
Stop Entry Now Target
$31.47
Entry Zone
$24.55$25.54
SMA50 pullback zone ($24.55–$25.54)
Exit Target
$30.55
52-week high / +22% target ($30.55)
Stop Level
$22.54
Below SMA200 ($22.54)
Risk / Reward:1 : 2.2Acceptable

Stage 2 uptrend — institutional accumulation phase. SMA50 pullbacks are the highest-probability entry points. Stop below SMA200 preserves capital if trend breaks.

Technical zones only — derived from moving averages and price structure. Not financial advice. Past technical patterns do not guarantee future performance.

Financial Statementslast 4 quarters via FMP

MetricQ4 2025Q3 2025Q2 2025Q1 2025
Revenue$265M$277M$225M$194M
Gross Profit$629M$208M$154M$114M
Operating Income$199M$65M$11M$-61M
Net Income$62M$91M$139M$-10M
EPS (Diluted)$1.96$2.91$0.41$-0.86
Gross Margin237.3%75.3%68.7%58.7%
Operating Margin75.2%23.6%4.8%-31.7%
Net Margin23.4%32.9%62.1%-5.1%

Why This Stock

Financial ServicesP/E ratio of 0.7Profit margin 29.4%Valuation below sector median (P/E 0.7)

Tradability FilterGrade F — 0/100Score impact: -37.8pt

Low Tradability Warning

This stock has limited trading volume and/or float. Institutional investors may face difficulty entering or exiting positions without significant price impact. A post-hoc penalty has been applied to the composite score (this is not a backtested model factor — it is a practical tradability overlay).

Volume
0
17K avg/day
Dollar Vol
0
$428K/day
Float
0
21M shares
Mkt Cap
0
$782M
Range
0
94% spread
Composite Liquidity Score0/100
FDCBA
very low volumevery low dollar volume

Multi-Year Range Analysis

Sideways: 12/100
YearLowHighRangeStatus
2021$24.78$27.4810.3%Narrow
2022$20.35$25.7523.4%Narrow
2023$17.01$23.4531.8%Moderate
2024$9.00$22.5085.7%Wide
2025$12.92$24.7562.8%Wide
3-Year Range
93.3%
Narrow Years
2 / 5
Sideways Penalty
None

Growth Projection Adjustment

0.3x dampening
severe revenue decline

Growth estimates have been dampened based on technical and fundamental signals. This is a post-hoc adjustment to prevent overly optimistic projections for stocks showing declining momentum or deteriorating fundamentals.

Free Float
66.3%
Outstanding Shares
31M
Bid-Ask Spread
94.0%
Institutional Tradable
No

Scores are generated by a multi-stage ML pipeline combining fundamental analysis, ensemble predictions, and structural risk signals. All data is for research purposes only and does not constitute financial advice. Past performance does not guarantee future results.